Services

SOX IT Program Controls Review

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We review your IT program to ensure the following:

  • The program is controls based (not policy based)
  • The controls included would have an impact on financials should they fail
  • The transactions to be tested are directly related to in scope SOX applications

SOX IT Program Development

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 We use Net Proctors controls based baseline program and tailor it to fit your business and the application/database/operating system features in use 

  • The tests of the controls are specific to ensure the requirements  are clear to all parties (Company support personnel, Management and the  Internal and External audit teams 
  • The program is adapted to the current years SOX scope

SOX IT Testing Services

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  • We follow the SOX IT program and test the controls as prescribed
  • We collect the evidence and document the results for each contro
  • lWe report the results and work with IT Management to ensure sampling requirements are met and control fails are re-tested as appropriate